Commodity Futures Trading Commission CFTC Overview

The DA oversees business operations, administrative proceedings, financial management, human resources, information technology, and security operations. The Division of Market Oversight (DMO) works to ensure transparency, promote fair competition and deter monopolization or fraudulent activities. As an organization, the CFTC consists of five commissioners appointed by the President and confirmed by the Senate, with a maximum of only three representatives from any one political party. The work of the CFTC makes a crucial contribution to the stability of the American economy because it ensures that the derivative markets are monitored and efficiently regulated. Thus, participants in these markets can confidently act when trading or investing.

Division of Clearing and Risk (DCR)

The CFTC organization is led by the Chairman in his or her capacity as the agency’s Chief Executive. The initial coin offerings SEC protects investors by requiring companies, fund and asset managers to disclose key financial details. And the SEC created rules and regulations on how brokers and advisors can treat investors.

CFTC Organization

The agency often issues sanctions against bad actors, which helps protect the trading public. Not only do firms in the options and futures business need to register with the CFTC, but the CFTC also maintains a list of non-U.S. The work of the Commodity Futures Trading Commission helps give individual investors confidence in the commodities market.

Previously known as the Division of Swap Dealer and Intermediary Oversight (DSIO), the Market Participants Division (MPD) aims to educate the general public about the derivatives market. The Division of Enforcement (DOE) is responsible for investigating and enforcing violations of the Commodity Exchange Act (CEA) and CFTC regulations and aiding civil actions that may arise from these breaches. Office of Minority and Women Inclusion (OMWI)The Office of Minority and Women Inclusion leads the CFTC’s civil rights, equal employment opportunity, and diversity and inclusion programs, including supporting the Commission’s six affinity groups. OPA proactively conducts outreach and creates messages designed to raise awareness of the CFTC brand in order to promote public trust.

A copy of 11 Financial’s current written disclosure statement discussing 11 Financial’s business operations, services, and fees is available at the SEC’s investment adviser public information website – from 11 Financial upon written request. The CFTC is also responsible for overseeing and regulating certain market intermediaries. The CFTC’s job is to carefully monitor and manage these intermediaries as they seek to participate in or conduct derivatives transactions or activities involving customers or their accounts. The Office of Technology Innovation (OTI) is dedicated to incorporating innovative financial technologies into CFTC operations.

Commodity Futures Trading Commission

1. The Commodity Futures Trading Commission promotes diversity, inclusion, and fair hiring throughout its organization.
2. Over the years, the futures industry has become increasingly varied and complex.
3. Attorneys’ Offices, other Federal and state regulators, and international authorities.
4. Under the act, the CFTC has the authority to establish regulations that are published in Title 17, Chapter I, of the Code of Federal Regulations.
5. In this role, OLIA develops and executes legislative strategy on behalf of the Chairman and Commission, manages congressional testimony, and works with the various divisions to provide technical assistance on legislation.

This includes trading in agricultural commodities, metals, and financial futures. The Commodity Futures Trading Commission (CFTC) is an independent agency of the US government created in 1974 that regulates the U.S. derivatives markets, which includes futures, swaps, and certain kinds of options. Without such regulation and regulators, market participants could be subjected to fraud by unscrupulous individuals and, in turn, lose faith in our capital markets. This could make capital markets ineffective at efficiently allocating what is on chain withdrawal financial resources to the most deserving means of production and productive economic activities to the detriment of investors, consumers, and society. All persons or entities engaged in transactions involving derivatives in the U.S. are subject to CFTC oversight.

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Swap data repositories, which were created by the Dodd-Frank Act to provide a central facility for swap data reporting and recordkeeping are also regulated by the CFTC. Attorneys’ Offices, other federal and state civil and law enforcement agencies, and international authorities. The CFTC consists of five commissioners who are appointed by the president and approved by the Senate.

The Division of Clearing and Risk of the CFTC is solely responsible for monitoring derivatives clearing organizations (DCO) such as the options clearing corporation. The OCC is the largest DCO in the world and operates under the jurisdiction of the CFTC. Finance Strategists has an advertising relationship with some of the companies included on this website. We may earn a commission when you click on a link or make a purchase through the links on our site. All of our content is based on objective analysis, and the opinions are our own.

The CFTC is designed as a nonpartisan organization; to maintain that status, no more than three commissioners can belong to the same political party. Many critics, however, believe the CFTC does software consulting market size and share 2023 report not receive sufficient funding compared to other regulatory agencies. The CFTC requested $399 million from Congress for FY 2025, about a 3% decrease from the previous fiscal year.